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ITEA Journal Volume 49 Number 1 (Fall 2021)

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The Continuing Importance of Arranging
By Dr. Benjamin Ordaz

In 1937, Carl Fischer Music published William J. Bell's (1902-1971) arrangement of Johann Sebastian Bach's Komm, süsser Tod and First Violin Partita for tuba, which he had combined and renamed Air and Bourree.1 With this publication, the tuba's solo repertoire gained much-needed authority. As we know, the tuba had been virtually ignored as a solo instrument for the first century of its use, escaping the attention of the late nineteenth century masters like Brahms and Dvorak in addition to the classical masters (Handel thru Beethoven) who had passed away before its 1835 patent. Air and Bourree lasts only a few minutes in performance, but it contains technical demands largely unknown at the time to many tubists and, just as importantly, gave them a study piece by the master Bach. So, with this publication, Mr. Bell began to change the idea of the tuba's sufficiency as a solo instrument, but not just that: he also started the development of a historical curriculum for tuba players.

In other words, while the tuba may not have had an original solo repertoire, it now had the beginnings of a formally borrowed body of literature. After this point, and with the right advocacy, this beginning could branch out into its own course of study that filled the gaps of the tubist's virtuosic canon. Thankfully for all of us, that advocate came forward during a meeting, in the late 1940s, between two of America's most brilliant musical minds of the twentieth century.

In his autobiography, the great tubist Harvey Phillips (1929-2010), who was himself a student of Bill Bell, states that he came to live in New York in 1948 and to study at the Juilliard School of Music. In terms of performance, Phillips turned out to be ahead of arguably any tubist in the world during the next decade, but at Juilliard he was nonetheless given the current tuba solo repertoire to study and digest. Immediately sensing the total inadequacy of the music relative to his degree of virtuosity, Phillips sought the counsel of his music theory professor, who was none other than the celebrated American composer Vincent Persichetti (1915-1987). Mindful of the young Phillips' concerns, Persichetti advised:

I want you to know that all the music ever written belongs to you as much as any other musician. I am a composer and I speak for composers who cannot speak for themselves. I speak for Bach, Handel, Mozart, Scarlatti, and others. They want you to play their music. They want you to play it well, in the right style and with serious purpose. So if you hear something you want to play on the tuba, take it, play it. It belongs to you.2

Persichetti also advised Phillips that any effort to improve the original literature for the instrument would have to be his own, because only a tuba player could best advocate for new tuba compositions. Indeed, history has shown us that Harvey Phillips needed no further suggestion to get going. He would live to become perhaps the most significant figure in the history of the instrument, commissioning over 120 new works for tuba and championing its cause among composers like Persichetti, Warren Benson, Alec Wilder, and others.3

It is the first part of Persichetti's statement, however, that most intrigues me. Speaking as a composer, and daring to speak for deceased composers, he identifies a universal and inclusive nature of great music, and the inherent right of any musician of any instrument to perform it. Furthermore, he invests in the performer a twofold mission: First, to be inspired and edified in learning masterworks of the art form, and second, to become an advocate of the music of master composers, using whatever musical means necessary to keep their art at the forefront of the culture. Many tubists and euphoniumists since have believed in this 'Creed' of Persichetti, including Bell:

In order for the tuba player to extend his repertoire he must not only be willing to play transcriptions but must borrow from music printed for string bass, bass trombone, cello, bassoon, voice and even trumpet and French horn...There are innumerable possibilities of this type which every player should investigate on his own. Any tuba player who is such a "purist" as to have qualms over this practice will be extremely limited in the amount of literature available to him. 4

And not only them, but composers have also been borrowing from previous works as labors of love and dedication to continuity. Franz Liszt (1811-1886) ambitiously arranged and published the symphonies of Beethoven for his modern pianoforte. Gustav Mahler (1860-1911), sensing the genius of Robert Schumann's four symphonies but acknowledging their inadequate orchestration, freely re-orchestrated them for the turn-of-the-century orchestra. Mahler's pupil, Arnold Schoenberg (1874-1951), in turn transcribed the former's Songs of a Wayfarer and Song of the Earth for chamber orchestra, ostensibly so these works would have a better chance of performance following Mahler's loss of popularity across Europe in the wake of his death.5

In the 70 years since, many major composers have taken a similarly friendly view towards performing musicians adapting their works, despite still being able to speak for themselves. Pulitzer Prize-winning composer Caroline Shaw (if you haven't listened to her Partita for 8 Voices, stop whatever you're doing and do that first), for example, has this to say on the topic:

And my general feeling about arrangements is that music should be shared, and I love when people want to bring a piece into a different world of instruments. I don't automatically approve of them. It depends on the piece and the ensemble. But I always love to hear what people do, and I'm generally supportive.6

With this kind of advocacy behind me, I will articulate this understanding of historical performance another way: we should not only consider it our right, as tubists and euphoniumists, to borrow music of past masters and arrange it for ourselves, but our obligation. We should learn to arrange and adapt works as soon as we begin playing solos, even going out of our way to present pieces that speak to and continually move us, whether there is precedent of performance on our instruments or not.

I must admit, though, even at this point in my career and with the appreciation I have always had for historical performance, that this philosophy of proactively arranging for tuba still feels strange to me. If everything that artists like Franz Liszt, Mahler, Schoenberg, Bell, Persichetti, and Phillips accomplished makes complete sense, then why do I feel a hesitation to embrace this way of music-making? The answer lies, to a large extent, in our symphonic training, including that of school wind band. Musicologist J. Peter Burkholder, in his New Grove entry on "Borrowing", chronicles a history of Western arranging and adapting of music that represented the norm for over a thousand years, across ages where musical compositions served as convenient entertainment and were quickly discarded after their intended performances. However, beginning in the eighteenth century, he traces the start of a philosophy of 'original genius' for the arts & letters to men like English poet Edward Young:

"An Imitator shares his crown, if he has one, with the chosen Object of his Imitation; an Original enjoys an undivided applause. An Original may be said to be of a vegetable nature; it rises spontaneously from the vital root of Genius; it grows, it is not made: Imitations are often a sort of Manufacture wrought up by those Mechanics, Art, and Labour, out of pre-existent materials not their own."7

By the middle of the nineteenth century, this philosophy began to permeate European music, as audience and critical demand created a symphonic canon in addition to a pantheon of 'original' geniuses like Haydn, Beethoven, and Mozart. The works of these composers were not only preserved and performed by their succeeding generations but sanctified as well: the 'intentions' of compositional elements like instrumentation, affect, tempo, etc. needed to be rendered as absolutely as the notes on the published scores. In the last 70 years, many in the field of musicology inadvertently perpetuate this cult of classics by arguing for an urtext, or authentic and pristine performing edition, for the significant works of these composers.8 As Malcolm Boyd points out,

...the concern for historical accuracy in the performance of older music, which has gradually gained ground since about 1950, has profoundly influenced attitudes towards arrangements in general. 9

So, this understanding of a composer as an original genius has inevitably produced the category of master composer (a term I have even used in this article, of my own accord), a type of artist whose creativity is borne not out of necessity and craft but an almost divine insight. An oddly common refrain in my own music education - 'in the works of ____, there isn't a note out of place' - was the highest possible praise, and seemed to be reserved for men like Beethoven, Brahms, Mozart, and of course, JS Bach. If I decide to perform Mozart's Bassoon Concerto on the tuba, and transpose a section by an octave for ease of playing, would I, while trying to honor Mozart's legacy, actually be doing it harm by literally taking notes out of place? Kenneth Phillips puts forward a similar belief in a modern choral pedagogy text:

There is a lot of choral literature to perform, and choral directors today can avoid choosing music of master composers that is arranged by someone else for other voicings. An SSA [soprano I, soprano II, alto] arrangement of Handel's "Hallelujah Chorus" is not a good idea - Why tamper with genius? With sufficient SSA music available, choosing an arrangement that misrepresents an SATB masterwork is not necessary. Some arrangements merely simplify a work at a less demanding level. Again, the choral director needs to be suspicious of arrangements of masterworks, unless it is known that the original ideas of the composer have not been violated.10

I respectfully disagree with Mr. Kenneth Phillips and others who believe in strict authenticity. Whatever G.F. Handel had to say about his own posterity, I agree with Mr. Persichetti and Ms. Shaw - great composers in their own right - that artists should be creative as well as faithful, and that musicians who can no longer speak for themselves would want their music to be played, regardless of the medium available. So how should this be done for the tuba and euphonium?

Well, to create a repertoire of historical works, the tuba player must seek out the music that best does justice to their musicianship and the achievement of composers, which is the chief concern of critical musicians like Kenneth Phillips. Whatever they decide, it must be music that:

1) is challenging to their overall conception of musicality,

2) can be reasonably performed, and

3) can yield new aspects of quality with each new performance.

A glance at the current tuba literature reveals one composer whose music satisfies these criteria and that has often been selected for performance (according to the ITEA's Official Standard Literature List for tuba/euphonium, as many as 25 major published arrangements 11): Johann Sebastian Bach (1685-1750). Yet, despite the clear value and appeal of his music to tubists, there is at least one Bach masterpiece, from his vast St. Matthew Passion, that has until recently been left untouched by our community.

"Erbarme dich" is a substantial countertenor song from Bach's Matthew Passion (1727); it is a highly lyrical, poignant aria that uses a falling melody, extended harmonies, and seamless flow of music to effect pure despair. The context is the biblical scene of Jesus of Nazareth's judgement before the Sanhedrin council, and the Apostle Peter's cowardly denial of knowing Jesus for fear of similar condemnation to death. The words and emotions depicted belong to the deeply-ashamed Peter.

Erbarme dich, mein Gott,
Um meiner Zähren willen
Schaue hier, Herz und Auge
Weint vor dir bitterlich.
Erbarme dich, mein Gott.
Have mercy, my God,
For the sake of my Tears!
See here, before you
Heart and eyes weep bitterly.
Have mercy, my God12

"Erbarme dich" if adapted in the right way, satisfies (and then some) the criteria for effective and justifiable arranging. The length of phrasing, indicated by the text, dwarfs the phrasing found in our preparatory methods (Bordogni, Blazhevich), and any compensating breath is very much exposed. However, despite this, it is still a song with phrase endings, and with transposition to encompass a proper range, can be phrased on tuba like a vocal performance. Ultimately, the depiction of the text through melody, harmony, and the accompaniment of the incredible obbligato violin reveal this piece to be timelessly moving, and worthy of mastering (as I have been trying to do for years).

In my transcription of the piece for tuba and piano, I reworked the vocal part to fit into the "singing" register of the F tuba, in a way that indicated expressive practices to make the piece both easier to play and more appropriate to Bach's expectations of performance. I did the same for the accompanying piano by indicating specific performance marks and efficiently reducing the inner orchestral parts for ease of playing. The clarity of the solo and violin line was maintained by doubling the continuo in the piano part, while simultaneously preserving much of the original registration of the string orchestra reduction.

FIGURE 1

The original orchestration for "Erbarme dich"13

FIGURE 2

The beginning of "Erbarme dich," arranged for tuba and piano

Finally, and in my opinion most importantly, I produced two solo tuba parts: a heavily-annotated part for practice, and a clean copy for performance. The annotations include the song text in German and English, suggestions for overall phrasing, 'ossia' rhythms, and suggestions for changes in volume. My intention in producing these was to contextualize the piece as much as possible, simultaneously preserving Bach's performance expectations while acknowledging the tubist's ultimate right to create the music in performance.

FIGURE 3

FIGURE 4

There are other pieces by Bach, like 'Erbarme dich,' that can provide substantial repertoire for the tubist and have not yet been popularized for our instrument. Examples I am fond of include the bass aria from the same Passion, "Mache dich, mein Herze, rein," the soprano aria from cantata BWV 68, "Mein Gläubiges Herzen," and the Italian Concerto, for a chamber ensemble.

In transcribing a piece from Bach's St. Matthew Passion for tuba and piano, I have taken a song I believe to be as beautiful as any adagio ever written and given it my own serious consideration for a proper, historically-informed performance. The larger point for all tubists and euphoniumists is the imperative to transcribe, often and enthusiastically. After all, as Persichetti said and I have repeated, the composers of the past can no longer speak for themselves, and no matter what size role we believe ourselves to play in the continuation of their legacies, we are nonetheless their curators.


Endnotes

1. Johann Sebastian Bach, Air and Bourree, arranged by William Bell (New York: Carl Fischer, 1937).

2. Harvey Phillips, Mr. Tuba (Bloomington, IN: Indiana University Press, 2012), 74.

3. Bruce Duffie, "Tubist Harvey Phillips: A Conversation with Bruce Duffie," last modified in 2009, http://www.bruceduffie.com/phillips.html .

4. William Bell and R. Winston Morris, The Encyclopedia of Literature for the Tuba (New York: Charles Colin, 1967), 1.

5. Alan Walker, "Do Arrangers Destroy or Create?" New York Times, March 16, 2003, https://www.nytimes.com/2003/03/16/arts/music-do-arrangers-destroy-or-create.html .

6. Caroline Shaw, email message to author, August 14, 2020.

7. J. Peter Burkholder, "Borrowing," Grove Music Online, 2001, accessed on July 30, 2020, https://doi.org/10.1093/gmo/9781561592630.article.52918 .

8. Malcolm Boyd, "Arrangement," Grove Music Online, 2001, accessed August 3, 2020, https://doi.org/10.1093/gmo/9781561592630.article.01332 .

9. ibid.

10. Kenneth Phillips, Directing the Choral Music Program (New York: Oxford University Press, 2004), 173.

11. Mark S. Cox, et al, "Official Standard Literature List: Tuba & Euphonium Solo Music," International Tuba Euphonium Association Official Website, accessed August 4th, 2020, http://www.iteaonline.org/members/standardlit/ .

12. Johann Sebastian Bach, "39. Aria" in St. Matthew Passion (Kassel: Barenreiter, 1974), 169.

13. Johann Sebastian Bach, "Erbarme dich, mein Gott, Part II, no. 47,"in St. Matthew Passion, edited by Julius Reitz (Leipzig: Breitkopf und Härtel , 1854), 168.


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